Skip to main content
U.S. flag

An official website of the United States government

Here’s how you know

Dot gov

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

HTTPS

Secure .gov websites use HTTPS
A lock (LockA locked padlock) or https:// means you have safely connected to the .gov website. Share sensitive information only on official, secure websites.

  • Environmental Topics
  • Laws & Regulations
  • Report a Violation
  • About EPA
Contact Us

Grantee Research Project Results

U.S. Environmental Protection Agency
Office of Research and Development
National Center for Environmental Research

CLOSED - FOR REFERENCES PURPOSES ONLY

Recipients List

2003 Environmental Technologies and Systems

NSF/EPA PARTNERSHIP FOR ENVIRONMENTAL RESEARCH
Interagency Announcement of Opportunity

Program Solicitation: NSF 03-510
Replaces Document: NSF 01-76

National Science Foundation
Directorate for Engineering
Directorate for Mathematical and Physical Sciences

Full Proposal Deadline(s) (due by 5 p.m proposer's local time):

February 25, 2003 - Technology for a Sustainable Environment (TSE)
March 04, 2003 - New Technologies for the Environment (NTE)

 

SUMMARY OF PROGRAM REQUIREMENTS

General Information

Program Title:

Synopsis of Program:

In this solicitation, NSF and EPA are offering funds for fundamental and applied research in the physical and biological sciences and engineering that will lead to environmentally-benign methods for industrial processing/manufacturing; sustainable construction processes; and new technologies for pollution sensing and remediation. The competition addresses technological environmental issues of design, treatment, synthesis, processing, and energy conversion; environmentally conscious construction and disaster management; and the production, use, detection, and ultimate disposition of products in continuous and discrete manufacturing industries as well as in construction industries and in the environment.

There are two parts to this competition. Together they are designed to address pollution avoidance, prevention, treatment, and remediation processes and methodologies. They also support scientific and engineering research with potential long-term industrial and/or societal impacts. Under the Technology for a Sustainable Environment (TSE) part, research proposals are invited that advance the discovery, development, and use of innovative technologies and approaches to avoid or minimize the generation of pollutants at the source. In preventing pollution at its source, the life cycle of both materials and energy can also be considered. Under the New Technologies for the Environment (NTE) part, proposals are invited that explore new technologies that can be applied to environmental remediation, environmental sensing, and small drinking water systems.

NEW ASPECTS of this year's NSF/EPA Solicitation

  • Combination of TSE and NTE into one overall solicitation with two separate deadlines
  • Inclusion of Sustainable Construction Processes in TSE (Contact: Miriam Heller, NSF)
  • Inclusion of Breakthrough Control Systems for Energy Conversion or Transportation Technologies under the Non-Reaction-Based Engineering portion of TSE (Contact: Paul Werbos, NSF)
  • Inclusion of Environmental Sensing technologies in NTE (Contacts: Paul Werbos, NSF and Nick Clesceri, NSF)
  • Treatment Technologies for Arsenic in Small Drinking Water Systems added to NTE (Contact: April Richards, EPA)

Cognizant Program Officer(s):

  • Robert M Wellek, Deputy Division Director, National Science Foundation, Engineering/Chemical & Transport Systems, fax: (703) 292-9054, email: rwellek@nsf.gov

  • Stephen Lingle, Division Director, Environmental Protection Agency, Environmental Engineering Research Division, telephone: (202) 564-6820, email: lingle.stephen@epa.gov

Applicable Catalog of Federal Domestic Assistance (CFDA) Number(s):

  • 47.041 --- Engineering
  • 47.049 --- Mathematical and Physical Sciences
  • 66.500 --- Environmental Protection Agency

Eligibility Information

  • Organization Limit: Academic and not-for-profit institutions located in the U.S. are eligible. Profit-making firms and federal agencies are not eligible to apply to this program. However, personnel in profit-making firms may participate as non-funded co-investigators.
  • PI Eligibility Limit: Only one proposal may be submitted by a Principal Investigator and he/she may only collaborate in one other proposal as a co-Investigator. A Principal Investigator cannot submit an NTE Phase II proposal unless he/she has completed an NTE Phase I exploratory project.
  • Limit on Number of Proposals: None for the Institution

Award Information

  • Anticipated Type of Award: Standard or Continuing Grant
  • Estimated Number of Awards: 45 - New NSF and EPA awards combined
  • Anticipated Funding Amount: $9,500,000 in Standard and Continuing Grants: approximately $6.0 million from NSF and $3.5 million from EPA, pending the availability of funds and quality of proposals. Each award will be made either by NSF or by EPA.

Proposal Preparation and Submission Instructions

A. Proposal Preparation Instructions

  • Full Proposal Preparation Instructions: The program announcement/solicitation contains supplements to the standard Grant Proposal Guide (GPG) proposal preparation guidelines. Please see the full program announcement/solicitation for further information.

B. Budgetary Information

  • Cost Sharing Requirements: Cost Sharing is not required.
  • Indirect Cost (F&A) Limitations: Not Applicable.
  • Other Budgetary Limitations: Other budgetary limitations apply. Please see the full funding opportunity document for further information.

C. Due Dates

  • Full Proposal Deadline Date(s) (due by 5 p.m proposer's local time):
    • February 25, 2003
      • Technology for a Sustainable Environment (TSE)
    • March 04, 2003
      • New Technologies for the Environment (NTE)

Proposal Review Information

  • Merit Review Criteria: National Science Board approved criteria. Additional merit review considerations apply. Please see the full funding opportunity document for further information.

Award Administration Information

  • Award Conditions: Additional award conditions apply. Please see the full funding opportunity document for further information.
  • Reporting Requirements: Additional reporting requirements apply. Please see the full funding opportunity document for further information.

TABLE OF CONTENTS

Summary of Program Requirements

  1. Introduction
     
  2. Program Description
     
  3. Eligibility Information
     
  4. Award Information
     
  5. Proposal Preparation and Submission Instructions
    1. Proposal Preparation Instructions
    2. Budgetary Information
    3. Due Dates
    4. FastLane Requirements
       
  6. Proposal Review Information
    1. NSF Proposal Review Process
    2. Review Protocol and Associated Customer Service Standard
       
  7. Award Administration Information
    1. NSF Notification of the Award
    2. NSF Award Conditions
    3. Reporting Requirements
       
  8. Contacts for Additional Information
     
  9. Other Programs of Interest

I. INTRODUCTION

The National Science Foundation (NSF) and the Environmental Protection Agency (EPA) announce their intent to continue to support an extramural grants competition in fundamental environmental research to be held in Fiscal Year (FY) 2003. This NSF/EPA research activity is based on a Memorandum of Understanding between the agencies that establishes a partnership emphasizing the support and merit review of fundamental and applied environmental protection research.

This year the NSF/EPA Partnership solicits applications for the Technology for a Sustainable Environment (TSE) program and adds the New Technologies for the Environment (NTE) program, which ran as a separate NSF competition in 2000 (NSF 00-49).

Further information may be obtained from the NSF and EPA officials below. E-mail inquiries are preferred.

General Information on the NSF/EPA Partnership for Environmental Research:

Stephen Lingle, (202) 564-6820, lingle.stephen@epa.gov
Robert Wellek, Fax (703) 292-9054, rwellek@nsf.gov

Information on Technology for a Sustainable Environment (TSE):

Barbara Karn, NCER/EERC, (202) 564-6824, karn.barbara@epa.gov
April Richards, NCER/EERC, (202) 564-2297, richards.april@epa.gov
Nora Savage, NCER/EERC, (202) 564-8228, savage.nora@epa.gov
Nicholas Clesceri, BES Division, (703) 292-7940, nclescer@nsf.gov
Fred Heineken, BES Division, (703) 292-7944, fheineke@nsf.gov
Thomas Waite, BES Division, (703) 292-7499), twaite@nsf.gov
George Rubottom, CHE Division, (703) 292-4965, grubotto@nsf.gov
Richard Fragaszy, CMS Division, (703) 292-8360, rfragasz@nsf.gov
Miriam Heller, CMS Division, (703) 292-7025, mheller@nsf.gov
Dennis Wenger, CMS Division, (703) 292-7014, dwenger@nsf.gov
Thomas Chapman, CTS Division, (703) 292-8370, tchapman@nsf.gov
Geoffrey Prentice, CTS Division, (703) 292-8371, gprentic@nsf.gov
Glenn Schrader, CTS Division, (703) 292-8371, gschrade@nsf.gov
Robert Wellek, CTS Division, Fax (703) 292-9054, rwellek@nsf.gov
Delcie Durham, DMII Division, (703) 292-7060, ddurham@nsf.gov
Jan Twomey, DMII Division, (703) 292-8330, jtwomey@nsf.gov
Andrew Lovinger, DMR Division, (703) 292-4933, alovinge@nsf.gov
Paul Werbos, ECS Division, (703) 292-5386, pwerbos@nsf.gov

Information on New Technologies for the Environment (NTE):

April Richards, NCER/EERC, (202) 564-2297, richards.april@epa.gov
Nicholas Clesceri, BES Division, (703) 292-7940, nclescer@nsf.gov
Fred Heineken, BES Division, (703) 292-7944, fheineke@nsf.gov
Thomas Waite, BES Division, (703) 292-7499), twaite@nsf.gov
Richard Fragaszy, CMS Division, (703) 292-8360, rfragasz@nsf.gov
Geoffrey Prentice, CTS Division, (703) 292-8371, gprentic@nsf.gov 
Glenn Schrader, CTS Division, (703) 292-8371, gschrade@nsf.gov
Robert Wellek, CTS Division, Fax (703) 292-9054, rwellek@nsf.gov
Delcie Durham, DMII Division, (703) 292-7060, ddurham@nsf.gov
Paul Werbos, ECS Division, (703) 292-5386, pwerbos@nsf.gov

II. PROGRAM DESCRIPTION

A. TECHNOLOGY FOR A SUSTAINABLE ENVIRONMENT (Prevention)

Introduction

As a nation, we seek long-term economic growth that creates jobs while improving and sustaining the environment and preserving economic opportunities and resources for future generations. It is increasingly clear that "end-of-pipe" pollution controls for industrial operations are not always a sufficient means of reaching these goals, nor is unconstrained development of the supporting infrastructure of industrial facilities. A new generation of cleaner industrial manufacturing, processing, and construction technologies is needed that supports pollution avoidance/prevention (at the source), efficient resource use, and industrial ecology. Such a strategy can help industries become more competitive by lowering resource and energy needs and reducing waste/emissions-control costs, thereby fostering sustainable development while maintaining a strong economy.

Besides addressing industrial and economic issues, more environmentally-benign TSE industrial approaches could contribute to the solution of global environmental problems by, for example, lessening the negative impacts of industrialization on the climate and the biosphere.

Research proposals are invited that advance the development and use of innovative manufacturing and processing technologies and approaches directed at avoiding or minimizing the generation of pollutants at the source. Other than those aspects that pertain to materials flows and reuse within industrial processes, the TSE portion (Part A) of this competition is not intended to address issues related to waste monitoring, treatment, remediation, environmental sensors (except in-process sensors), recycling or containment. These areas are very important, and they are supported by the program activities in Part B, New Technologies for the Environment, (NTE).

NSF and EPA are offering funds for fundamental and applied research in the physical sciences and engineering that will lead to the discovery, development, and evaluation of advanced and novel environmentally benign methods for industrial processing, manufacturing, and construction. The competition addresses technological environmental issues of design, synthesis, processing, and the production, use, and ultimate disposition of products in construction and in continuous and discrete manufacturing industries. Projects must employ fundamental new approaches, and address or be relevant to current national concerns for pollution avoidance/prevention (at the source). Projects that are "on the cutting edge" or are "high-risk/high-payoff" are encouraged. Projects that show the potential to change research infrastructure by developing teams, using systems approaches, and introducing new ways of conducting research will also be considered.

Answering research questions related to environmental sustainability issues often requires the analysis and evaluation of scientific and engineering information and complex phenomena over large spatial and time domains. In addition, the use of modern information technology and high-end computing resources to do this research presents exciting opportunities to the research community, and proposals using these approaches may fit in with this program. Other examples of newer research emphases that are expected to have major impacts on scientific and engineering approaches to sustainability could include nanotechnology, molecular modeling, computational chemistry, sensors, smart materials and buildings, adaptive infrastructure, and simulation of physical, biological, and chemical phenomena. Environmental technology research can also have a critical, albeit indirect, role in developing reliable and affordable alternative energy systems.

This is the seventh joint NSF/EPA solicitation of TSE. About 1,200 proposals have been submitted to the competitions, and about 13% of those (more than 156 TSE projects) were funded. Previous TSE projects were typically funded for three years at a level of about $120,000 per year.

Refer to the NSF/EPA Partnership websites for funding details and abstracts of grants: http://www.nsf.gov/tse or https://www.epa.gov/ncer.

Description of Possible TSE Research Projects (PREVENTION)

The general areas covered by this part (Part A - TSE/Prevention) of the solicitation are:

  • Chemistry, Bioengineering, and Chemical Reaction-Based Science and Engineering for Pollution Avoidance or Prevention;
  • Non-Reaction-Based Engineering for Pollution Avoidance and Prevention;
  • Environmentally Benign Systems and Design, Manufacturing, Processing, and Industrial Ecology for Sustainable Product/Services Realization; and
  • Sustainable Construction Processes.

1. Chemistry, Bioengineering, and Chemical Reaction-Based Science and Engineering for Pollution Avoidance or Prevention

The long-range goal of this activity is to develop substances and processes that are safer, reduce health risks, and are environmentally friendly. For the chemical industry, preventing pollution at the source, or "green chemistry and engineering," involves the design of chemicals and alternative chemical processes that do not use toxic feedstocks, reagents or solvents; or processes that reduce the production of toxic by-products or co-products. Data-oriented environmental research is also invited.

Appropriate areas of investigation span the broad range of chemistry and chemical reaction-based engineering and include chemical synthesis and catalysis; computational modeling; sensor innovation (for in-process sensing); reaction mechanisms; and environmentally benign materials. Some specific examples are:

  • Alternative Reaction Conditions: Development of alternative new reaction conditions, such as using solvents that are environmentally benign, developing advanced laser control of reactivity, or increasing reaction selectivity to reduce wastes and emissions.
     
  • Safer Chemicals: Discovery or redesign of useful chemicals and materials that are less toxic to health and the environment or safer in terms of accident potential.
     
  • Catalysis and Biocatalysis: Development of innovative synthetic methods using catalysis or biocatalysis, including combinatorial or self-assembly approaches; photochemical, electrochemical or biomimetic activation; or starting materials that are environmentally benign or renewable. Examples of catalyst research include: new multifunctional catalysts that reduce the number of process stages or decrease reaction temperatures; super-selective catalysts exploiting innovative nano- and meso-scale structured environments; novel heterogeneous catalysts that replace state-of-the-art homogeneous ones; supported biocatalysts and biomimetic catalytic materials achieving high yields through more efficient reaction pathways, especially in the specialty/fine/pharmaceutical industries; and novel catalysts for currently uncatalyzed reactions. Examples of biocatalysis include research to convert waste biomass into useful products; genetic engineering to produce more specific biocatalysts; and bioprocessing to decrease use of hazardous reactants and eliminate harmful byproducts.
     
  • Unit Chemical and Material Processes: Improved reactor or chemical/material process design in order to increase product yield, improve selectivity, or reduce unwanted by-products. Novel reactors such as reactor-separator combinations that provide for product separation during the reaction, alternative energy sources for reaction initiation, and integrated chemical process design and operation, including in-process sensing and control, are of interest. (NSF will not be funding reaction engineering proposals through this competition. Instead, chemical reactor design and control proposals may be submitted directly to the NSF Process and Reaction Engineering program as regular research proposals. However, EPA will still consider funding such projects via the TSE part of this solicitation.)
     
  • Computational Chemistry and Molecular Simulation: Rapid advances in computational speed along with the development of highly efficient computational algorithms have begun to make computational chemistry and molecular simulation viable partners to experimental efforts. Areas of interest include molecular modeling work on catalytic and reaction processes in zeolites, electrochemical systems, and other heterogeneous systems, all with environmentally beneficial effects. Applications of new, basic computational methods for the design of chemical plants and/or control of their operation are also of interest.
  • Materials: Materials substitutions and process alternatives which prevent or reduce environmental harm, such as changes in raw materials or the use of less hazardous solvents in organic coatings, use of materials less harmful to the environment, and materials substitutions in metal plating systems. Combinatorial methods for rapid identification of superior catalytic materials can also be used to optimize the environmental performance of the reactor and process.

2. Non-Reaction-Based Engineering for Pollution Avoidance and Prevention

The focus of this program activity is to develop novel benign engineering approaches for preventing or reducing pollution from industrial manufacturing and processing activities, for non-discrete and discrete processes. The scope includes: technology and equipment modification, reformulation or redesign of parts or products, substitution of alternative materials, in-process changes, process controls/testing methodologies to reduce in-process waste, exploitation of intelligent control or computational intelligence, and development of systems technology to enable the practical insertion of pollution-free technologies.

Potential areas of research include:

  • Bioengineering and Technology: Research in this area includes development of innovative environmental technologies using bioengineering techniques such as bioprocessing in bio-manufacturing processes. Examples include: bioprocessing to increase energy efficiency, or to develop more cost effective methods of producing environmentally benign products. Bio-remediation research is not covered by the TSE portion of this solicitation; it is covered by Part B - NTE.
     
  • Separations, Mass Transport, and Interfacial Phenomena: Non-reactive mass transport and interfacial processes, including novel processes for molecularly-controlled synthesis of thin films, and the use of special surfactant systems for surface cleaning and reactions. Solution thermodynamics of environmentally-benign solvents such as ionic or near critical solutions. Separation methods, such as novel cost-effective methods for the highly efficient in-process separation of useful materials from the components of the process stream (for example, field-enhanced and hybrid separation processes); separation methods that reform feedstocks for improved efficiency; and separation methods for recovering waste and other spent materials for reuse as process feedstocks. Development of materials for advanced in-process sensors with potential for reducing resource use or improving production selectivity.
     
  • Fluid and Thermal Transport Processes: Improved thermal processes and systems that employ novel thermal or fluid and/or multiphase/particulate systems resulting in significantly lower hazardous effluent production. Examples include: novel refrigeration cycles including heat-operated absorption systems using safe and environmentally-benign working fluids to replace halogenated hydrocarbons hazardous to upper atmosphere ozone levels; innovative heat and mass transfer concepts and devices that facilitate commercialization of such systems, heat transfer and fluid flow of refrigerants such as carbon dioxide at supercritical pressures for implementation in trans-critical heat pump cycles, development of technologies for integrated space-conditioning and water heating systems and the investigation of phase-change processes at the corresponding near-critical pressures, application of micro-channel geometries to the development of compact space-conditioning systems, portable and wearable meso-scale heat pumps for operation in hazardous environments, improved fuel-cell heat and mass transfer for reduced pollutant production. (Combustion-related environmental research is not supported in this solicitation.)
     
  • Breakthrough in Control Systems for Energy Conversion or Transportation Technologies: Proposals in this area should not involve incremental progress within the scope of existing funding programs elsewhere. Examples might include the use of new methods in intelligent control to reduce NOx fifty percent beyond what seems achievable with conventional methods, or new categories of energy conversion system relevant to distributed generation and non-hydrocarbon transportation systems. (This research area generally relates to electrical power and control systems; however, the representative from the NSF/ECS division should be consulted as to program priority interests.)

Research related to flow stream recycle and process modification or improvement inside the industrial plant is acceptable in this section. Research involving recycle of materials from outside the industrial plant boundaries is not acceptable in this section.

3. Environmentally Benign Systems and Design, Manufacturing, Processing, and Industrial Ecology for Sustainable Product/Services Realization

Industrial ecology requires that an industrial system be viewed not in isolation from its surrounding systems, but in concert with them. An assessment of global manufacturing demonstrates the need for research on environmentally benign manufacturing/processing and re-manufacturing of materials and products, with particular emphasis on the connectivity within industrial ecology. The systems view requires the approach by which one seeks to optimize the total materials life cycle from extraction, processing, design, and manufacture of product, through use and re-manufacture, to recycling and ultimate disposal. Factors to be optimized include resources, energy and capital.

Potential research topics include, but are not limited to, the following:

  • Life-Cycle Assessment (LCA): Innovative methodologies for streamlined and targeted life-cycle assessment and analysis, including product use interactions with the environment and impact prioritization models. Examples include: thermodynamic basis for LCA; strategic metals extraction, usage and capture; cradle-to-grave budgets and cycles; material and energy tradeoffs/balances.
     
  • Green Design and Materials Cycles: Environmentally benign product design methodologies, considering the entire life cycle for the materials employed in the production, use, and disposal of products. Examples include: decision-making tools for design based on scientifically sound principles requiring less comprehensive data inputs; re-manufacturing and refurbishing methods and tools including those that evaluate the impact of product use and multi-life cycles; material and energy flows studies ("industrial metabolism"); design for disassembly, reuse, recycling and re-manufacturing.
     
  • Environmentally Benign Manufacturing: Research in creating new or modifying current manufacturing processes to reduce or eliminate environmental impacts while also considering manufacturing competitiveness. This includes process design for material and energy minimization and indirect as well as direct impacts of manufacturing over the life cycle. Examples include: novel joining/welding processes that render fumes harmless and/or lead to enhanced disassembly/separation; novel benign hybrid additive/subtractive processing that improves energy and material use efficiency; reduction of contaminant and sludge generation in processes such as electrochemical machining; modified foundry approaches that reduce or reuse current waste streams; novel hybrid processes including plasma or beam processing that create functionality without the addition of new material constituents; dry or controlled environment machining; and nanomanufacturing that addresses pollution prevention or remanufacturing.

4. Sustainable Construction Processes

The built environment provides services that sustain our economy and way of life, though at the cost of heavy resource use and waste generation. In 1997, about 80% of all materials, by volume, were used by the construction industry. Buildings over the course of their life-cycle account for 17% of fresh water withdrawals, 25% of wood harvest, 40% of materials use, 54% of energy used, and 50% of fossil fuels consumed. The construction phase of U.S. commercial buildings alone generates on average 740 million tons of carbon dioxide, 25% of CFC emissions, and 8-20% of all solid waste annually. Many environmental consequences of the built environment, namely buildings, are already being addressed. For instance, the U.S. Department of Energy and the National Institute of Standards and Technology have active programs dealing with the energy use and materials problems of building design and operations.

Environmental issues that extend beyond the building envelope to encompass the construction site and neighboring areas are now ripe for investigation. Specifically, the resources used and wastes generated at the construction site over the life of the project should be defined and eventually integrated with life-cycle metrics of the facilities themselves. As we move from traditional design and construction engineering and management toward environmentally-conscious construction, new tools and types of service will be needed to effectively and efficiently optimize construction processes and materials, reduce design errors and omissions and construction defects, meet the users needs, reduce resource requirements, and reduce the environmental burdens associated with construction projects. New processes and material options must then be evaluated on the basis of the economic goals of the industry and concerns for global competitiveness.

Proposals in this section (Section A. 4) will be funded by NSF only. Please contact the program directors for topic interest and funds availability before submission.

Research in the following two areas is solicited:

  • Environmentally Conscious Construction Processes: Construction can constitute a very large-scale project of relatively long duration. During a construction project various nonroad vehicles, engines, and equipment contribute to air quality issues as mobile sources. Examples of these are asphalt and concrete pavers, compaction, earth-moving, and excavation equipment, concrete and industrial saws, cement and mortar mixers, concrete trucks, cranes, etc. Additional construction site equipment includes generators, pumps, compressors, welders, and pressure washers. The impacts of these technologies remain largely unquantified. Precipitation and construction-process water transport other construction wastes, such as sealants, adhesives, mortar, and eroded soil, without being subject to full accounting. Scrap and other solid wastes are regularly generated and planned for, but design errors and omissions as well as defects during construction processes occur frequently, increasing both material use and waste. The full impact of construction work requires characterization, quantification, and improvement through:
     
    • Life-Cycle Assessment (LCA): Adapted and new methodologies for life-cycle assessment and analysis of construction site operations, including interactions with the natural environment. Examples include: nonroad vehicle emissions and energy use; waste generation, transport and fate; strategic and nonrenewable materials use and extraction; cradle-to-grave budgets and cycles; material and energy tradeoffs/balances.
       
    • Environmentally Benign Construction Processes: Research in creating new or modifying current construction processes to reduce or eliminate environmental impacts while also considering construction costs and construction competitiveness. This includes process design for material and energy minimization and indirect as well as direct impacts of construction-related decisions over the facility life cycle. Examples include: real-time sensing and monitoring of construction processes to reduce defects and the resulting additional wastes and emissions; equipment substitution, technology innovation, or energy recovery for reduced energy requirements and air emissions; novel materials handling processes that improve energy and material use efficiency; novel construction connections and reinforcement technologies that facilitate deconstruction and material reuse rather than demolition.
       
  • Disaster Management for a More Sustainable Environment: Disaster management, often a cyclical decision-making process, offers numerous opportunities and challenges to move toward more sustainable construction and construction practices. Research is needed that links post-disaster recovery to mitigation and protection measures that will result in more sustainable built and natural environments. Pre-disaster mitigation measures also must be examined as they relate to sustainable built and natural environments. Finally, construction materials, methods, and design must be re-examined in light of their possible failure and potential concomitant environmental impact. Examples include improved understanding of the cost and benefits of structural and non-structural mitigation measures in geographies vulnerable to hazard(s); expected environmental impact of debris from building collapse, and building design for material reuse in the event of building failure.

New Grants for Past TSE Projects: Industrial Collaboration Required

Proposals that request new grants for continuing work on past or on-going TSE projects MUST include some form of academic-industrial collaboration, partnership or involvement.

Additional Information

Please refer to Section C for additional information on priorities and special proposal requirements.

B. NEW TECHNOLOGIES FOR THE ENVIRONMENT (Remediation, Treatment, and Sensing)

Introduction

As population continues to grow, there are increased pressures on society and the ecosystem that supports it, including the global climate. Scarce resources are being depleted. Air and water pollution causes human disease, damages ecosystems, and harms organisms. Collectively, these pressures are one significant reason for human conflict. These pressures are relieved by advancing our scientific understanding of nature and the world around us, as scientific solutions are implemented in engineered systems. Engineered systems can cope with increased societal pressures, provide cleaner air and water, and thereby reduce risks from environmental pollutants. This provides economic benefits that enable a society to move forward, to care for its people, to provide quality education and health care, and to feed, clothe, and protect itself.

The New Technologies for the Environment program (NTE) focuses on new technologies that can be applied to environmental sensing, remediation, and treatment. The program has two parts: Phase I (exploratory feasibility studies) and Phase II (regular research). All three technology areas described below are appropriate for Phase I proposals. If a Phase I exploratory project has already been successfully completed in area 1 or area 3 (not area 2), the PI may apply for a Phase II grant in the same area.

Phase I of NTE emphasizes high-risk/high-return, exploratory feasibility studies of new technologies applied to the environment. Emphasis is placed on the novelty and potential impact of the approach. Successfully completed Phase I studies may compete for Phase II awards. A subsequent Phase II competition may be held to allow successfully completed Phase I projects to compete for Phase II funds. However, a Phase I award in the current 2003 competition does not necessarily imply that the next solicitation will include Phase II, or that Phase II projects will be funded in the future.

Refer to section III. "Eligibility Information," section IV. "Award Information," and section VI. "Proposal Review Information" for further details about how NTE requirements and awards may differ from TSE.

Description of Possible NTE Research Projects

Proposals submitted must focus on one or more of the following three areas of environmental technology.

1. Remediation

Research on new technologies for environmentally benign remediation through biological processes, catalytic chemical processes, transport and separation processes, and thermal and/or fluid processes.

Some examples include:

  • Studies of microbial and plant communities and their interactions in contaminated environments, and the use of native and non-native species to effect remediation
  • Exploration of novel tailored biocatalysts, membranes and micro- or nano-scale environments such as micelles for separations, segregation, and targeted chemical transformations
  • Transport through porous media such as soil, membranes and macro-fluid and air systems
  • Transformations driven by electric field processing to ameliorate existing and potential chemical and particulate environmental hazards
  • Exploration of new materials and process technologies for capture of carbon dioxide and other greenhouse gases from effluent streams, such as powerplant stack gases

Use of cutting-edge molecular simulation and modeling, micro- and nano-scale technology and hybrid technologies (e.g., Bio plus Non-Bio) is encouraged. Fundamental research leading to new remediation technologies in the following focus areas is of special interest: source characterization of pollutants, cost-effective separation technologies for dilute metals and liquid contaminants, heavy metals removal from incineration gases, and remediation of other gases potentially affecting global climate. Other areas may be acceptable, depending on program interests.

2. Treatment Technologies for Arsenic in Small Drinking Water Systems

EPA is soliciting innovative, exploratory Phase I proposals that address the treatment of arsenic in small drinking water systems. These systems must provide low capital and operating cost, simplify operation, require minimal monitoring and maintenance, and reduce residual waste generation. EPA is particularly interested in highly innovative approaches that would be significantly less costly than current treatment approaches. Proposals on this topic should address this cost comparison issue.

Research technologies should be applicable to providing clean drinking water with less than 10 ppb arsenic in a range of systems from dispersed individual to small scale municipal (which serve less than 10,000 persons). Work may involve innovative processes including ion exchange materials, new adsorption methods, coagulation/filtration technologies, electrodialysis, novel membrane processes, reverse osmosis, and/or point of use (at the tap)/point-of-entry technologies.

For more information regarding arsenic in drinking water: visit https://www.epa.gov/epahome/hi-arsenic.htm and https://www.epa.gov/safewater/arsenic.html. Support for this activity is primarily from EPA.

3. Environmental Sensing

Research on new sensing technologies to assess the impact of anthropogenic (manmade) factors on natural and/or built environments. Examples of new technologies applied to sensing and measurement could include:

  • Molecular bioengineering
  • Large and high-density sensor arrays
  • Wireless transfer of data from sensor arrays
  • Robust micro-sensors in the aquatic environment
  • Intelligent-nose technology, combining on-going research into environmental systems technology, sensor fusion or mixed-signal VLSI to enable breakthrough capabilities in detecting trace organics in the environment
  • Sensor fusion from multiple modalities with on-board intelligent processing of environmental signals
  • Engineered sensor systems relevant to monitoring gases that might stress and/or potentially change the global climate
  • Integrated systems combining advanced electromagnetics and computational intelligence to improve the quality and utility of remote sensing of the environment

C. ADDITIONAL CONSIDERATIONS for BOTH PROGRAMS (TSE and NTE)

1. Industrial-Academic, Government, and International Collaboration

A clearer understanding of problems and more creative solutions often result from collaboration between academic researchers and the industrial investigators who represent the eventual customers for the products of the research. Therefore, applicants are strongly encouraged to seek meaningful project collaboration with industrial partners on research issues that link fundamental and applied aspects of pollution prevention/avoidance. (Industrial collaboration is required for continuing funding of past TSE research.) In some cases, government agencies such as the National Institute of Standards and Technology (NIST) or professional organizations may be an appropriate substitute for an industrial partner. The Appendix of the NSF General Grants Opportunities for Academic Liaison with Industry (GOALI) program announcement (NSF 98-142, available online at www.nsf.gov/home/crssprgm/goali/) describes several mechanisms for these collaborations. Other mechanisms for collaboration will also be considered.

Government collaborations cannot be supported financially by this program. However, interactions of a non-financial nature are acceptable with non-EPA governmental organizations.

This competition will also entertain proposals that include international collaborative activities, by using a variety of NSF mechanisms.

2. Exploratory Proposals

NSF will accept exploratory proposals in the above technical areas at an early or proof-of-concept stage. These proposals can be prepared using the format found in NSF Small Grants for Exploratory Research (SGER) proposal guidelines (Chapter II, Section D1 of the NSF Grant Proposal Guide http://www.nsf.gov/cgi-bin/getpub?gpg); however, these will not be considered SGER proposals. This class of proposal will be reviewed in the same panels as regular TSE and NTE proposals. The level of support for exploratory projects will range up to $50,000 per year for one or two years.

NSF may provide further support to a successful exploratory project. If the initial concept was successful, a full proposal may be submitted in response to a subsequent NSF/EPA Partnership solicitation or to a regular NSF program. (Please note that the NTE program requires successful completion of an exploratory Phase I project before entry to Phase II.)

3. Multidisciplinary Proposals

Environmental problems will often cross disciplinary boundaries. This solicitation welcomes cross-disciplinary proposals that address the TSE and NTE topic areas. Proposals may be submitted by individuals or small cross-disciplinary groups of investigators from eligible institutions.

4. Student Involvement

Projects involving the training and education of junior scientists and engineers in academia through the research experience (both graduate and undergraduate students) are very strongly encouraged. All proposals should address the ways in which education and training are integrated within the research program. Efforts to incorporate interdisciplinary educational activities and encourage student teamwork are also encouraged.

5. Impact of the Proposed Research

All TSE and NTE proposals MUST include a section entitled "Potential Impact". (Refer to Chapter II of the Grant Proposal Guide for detailed requirements.) This section must address the pollutants prevented or remediated by the proposed research at the process industry level (if applicable). It should address the significance of these reductions in terms of reduced risk and other benefits such as reduced energy or other raw materials usage; speculate about unintended consequences; and/or describe a life-cycle approach.

In this section on potential impacts, it is strongly recommended that the proposer address issues such as: the pollutant or class of pollutants the research proposes to prevent or minimize; the seriousness, scope, level, and importance of the environmental problem; and if the proposed technology or method is more economical or more environmentally benign than current technologies or methods. The proposal should contain quantitative information on the pollutants prevented and estimate both process or plant level and national level benefits. It should also address the potential and estimated timeframe for commercial viability of the proposed approach.

While the proposed research may be related to an individual reaction, unit operation, or unit process, the proposer should consider the environmental benefits or impacts of the research in the broader context of the system of which it is a part. In this regard, the proposal must contain a discussion of expected potential environmental benefits or impacts of the proposed research in the broadest systems sense, which may include considerations of the efficient use of natural resources and energy, and materials flows in manufacturing, product use, recycle, recovery or ultimate disposal. This requirement does not imply the need for a full life-cycle analysis, but should be as specific and quantitative as possible.

6. EPA Special Interests

EPA is particularly interested in research proposals that relate to priority areas that have been identified by EPA. These areas may involve priority pollutants or toxic chemicals or materials of importance in furthering the mission of the Agency. Research projects could address the elimination or minimization at the source of certain chemicals in an environmentally benign and cost-effective way, e.g., Persistent Bio-accumulative Toxics (PBTs); Hazardous Air Pollutants (HAPs); and Volatile Organic Compounds (VOCs).

Further information on these substances may be found at the EPA websites listed below:

Persistent Bioaccumulative Toxics List https://www.epa.gov/pbt/cheminfo.htm
Hazardous Air Pollutants (inc. VOCs) List https://www.epa.gov/ttn/atw/188polls.html
Toxic Release Inventory (TRI) Chemicals https://www.epa.gov/triinter/chemical/index.htm
High Production Volume Chemicals https://www.epa.gov/opptintr/chemrtk/hpv_1990.pdf
Waste Minimization Priority Chemicals https://www.epa.gov/wastemin

7. EPA Pollution Prevention Goals

EPA has developed long-term research goals in Pollution Prevention and New Technologies. These goals may be useful in developing topics for research.

Goals under the EPA Green Chemistry and Engineering area include:

  • Provide techniques such as greener synthesis and membrane applications for cleaner manufacturing in the chemical and allied technology sectors, e.g., find benign substitutes for hazardous solvents; provide biotechnological substitutes for current chemical processes; develop new catalysts that improve reactions and prevent formation of hazardous by-products.
  • Develop and demonstrate pollution prevention technologies for green manufacturing in high-risk industrial and commercial sectors such as electronics, polymers, steel, petroleum, coatings, and the automotive or metal parts industries.
  • Replace environmentally unacceptable materials used in buildings, or in industrial, chemical or consumer sectors

Goals under the EPA Tools area include:

  • Develop risk-based design tools for industrial processes using systems approaches as an organizing concept for minimizing adverse impacts on the environment, e.g., create life-cycle assessment tools, develop design-for-the-environment tools
  • Develop design tools for environmentally acceptable industrial and consumer products that minimize human health and ecological risks, e.g., design generic predictive tools for environmental impacts, create product or process models
  • Develop cost-effective, user-friendly tools for life-cycle assessments of processes and products

Additional information on EPA programs in pollution prevention may be found at:

Green Chemistry Program https://www.epa.gov/greenchemistry/
Green Engineering https://www.epa.gov/opptintr/greenengineering/
Design for the Environment https://www.epa.gov/opptintr/dfe

III. ELIGIBILITY INFORMATION

Applicants are reminded that proposals will be disqualified if a "Potential Impact" statement is lacking.

The categories of proposers identified in the Grant Proposal Guide are eligible to submit proposals under this program announcement/solicitation. EPA and NSF welcome applications from all qualified scientists, engineers, and other professionals and strongly encourage women, members of underrepresented groups, and persons with disabilities to compete fully in any of the programs described in this solicitation.

In accordance with Federal statutes and regulations and EPA and NSF policies, no person shall be excluded from participation in, denied the benefits of, or be subjected to discrimination under any program or activity receiving financial assistance from EPA or NSF based on grounds of race, color, age, sex, national origin, or disability.

NTE Phase II Eligibility: NTE Phase II research requires previous support of a successful NTE Phase I exploratory project, such as those funded in NSF's 2000 NTE competition. (Note: NTE will not consider any Phase II proposals in the area of Arsenic Treatment in Small Drinking Water Systems.)

IV. AWARD INFORMATION

Estimated program budget, number of awards and average award size/duration are dependent upon responsiveness of the proposals to this solicitation, the quality, potential impact, and uniqueness of the proposed research, and the availability of funds. However, the NSF/EPA Partnership expects about $9.5 million in combined funding to be available for "regular" and exploratory grants (approximately $6.0 million from NSF and $3.5 million from EPA).

Award size and duration: Approximately 45 Standard and Continuing grants ranging from $50,000 to $125,000 per year for one to three years. Anticipated date of NSF awards: July 2003. EPA awards may be later.

Award dollar amounts for TSE and NTE may differ. TSE Awards may range from $50,000 to $125,000 per year for one to three years. NTE Phase I Awards may be funded for one or two years at a maximum of $50,000 per year, for a total up to $100,000. NTE Phase II may provide funding for two or three years for a total up to $350,000.

V. PROPOSAL PREPARATION AND SUBMISSION INSTRUCTIONS

A. Proposal Preparation Instructions

 

Full Proposal Instructions:

 

Proposals submitted in response to this program announcement/solicitation should be prepared and submitted in accordance with the general guidelines contained in the NSF Grant Proposal Guide (GPG). The complete text of the GPG is available electronically on the NSF Website at: http://www.nsf.gov/cgi-bin/getpub?gpg. Paper copies of the GPG may be obtained from the NSF Publications Clearinghouse, telephone (301) 947-2722 or by e-mail from pubs@nsf.gov.

 

Principal Investigators are encouraged to review past TSE award lists on the Web at http://www.nsf.gov/tse and https://www.epa.gov/ncer.

(1) Sorting Codes

To facilitate proper assignment and review of applications, each applicant MUST identify the topic area in which the application is to be considered. Failure to do so may result in delay. At various places within the application, applicants will be asked to identify this topic area by using the appropriate Sorting Code. The Sorting Codes correspond to the topic areas within this solicitation and are shown below:

TSE (Prevention-Oriented)

  • Chemistry, Bioengineering, and Chemical Reaction-based Engineering for Pollution Avoidance or Prevention
    • Chemistry  TSE03-A                       
    • Materials TSE03-B                   
    • Chemical Processes and Reaction Engineering  TSE03-C         
    • Biochemical and Biotechnical Engineering  TSE03-D  
  • Non-Reaction-Based Engineering for Pollution Avoidance and Prevention
    • Biochemical and Biotechnical Engineering  TSE03-D                  
    • Interfacial, Transport, and Separations  TSE03-E                  
    • Fluid and Thermal Systems  TSE03-F                  
    • Control Systems for Energy Conversion or Transportation  TSE03-G   
  • Environmentally Benign Systems and Design, Manufacturing, Processing, and Industrial Ecology for Sustainable Product/Services Realization
    • Life-Cycle Assessment (LCA)  TSE03-H                 
    • Green Design and Materials Cycles  TSE03-I                  
    • Environmentally Benign Manufacturing  TSE03-K   
  • Sustainable Construction Processes 
    • Environmentally Conscious Construction Processes  TSE03-L                                              
    • Disaster Management for a More Sustainable Environment  TSE03-M

NTE (Remediation-Oriented)

  • Remediation
    • Bioprocessing  TSE03-N               
    • Chemical Processing  TSE03-O               
    • Transport Processing (Mass, Thermal, and Fluid) TSE03-P               
    • Other  TSE03-Q   
  • Arsenic Treatment in Small Drinking Water Systems TSE03-R                                        
  • Environmental Sensing  TSE03-S

The Sorting Code must be placed at the end of the proposal title and enclosed in parentheses, e.g., "Supercritical CO2 and CHF3 as Alternative Solvents for Pollution Prevention (TSE03-C);" and this title and code must also be placed on top of the project summary (abstract) page. NSF and/or EPA may reassign proposals to other or multiple sorting categories to ensure optimal review of proposals.

(2) The Application

Applicants are required to prepare their proposals for full electronic submission to NSF using the FastLane system at http://www.fastlane.nsf.gov. For further information, see section (4) below, entitled How to Apply.

To fulfill the requirements of section (3) below (optional at the proposal stage), applicants should place the additional pages, clearly labeled, in the Supplementary Documentation section of the FastLane proposal preparation system. These extra pages do not count against NSF's fifteen (15) page limit for the Project Description.

It is important that the application contain all the information requested in the format described. If it does not, the application will be returned without review. Once an applicant is chosen for an award (i.e., after external peer review and internal programmatic review), EPA or NSF program officers may request additional documentation and forms.

(3) Additional Pages - EPA Quality Assurance (QA) Narrative

The following additional information is optional at the proposal stage. However, it will be required by EPA whenever an EPA award is made. If being included the FastLane proposal, submit the information as Supplementary Documentation, as detailed in Section I of the GPG. The two pages do not count against NSF's 15-page limit for the Project Description.

For any project involving data collection or processing, conducting surveys, environmental measurements, and/or modeling, or the development of environmental technology (whether hardware-based or via new techniques) for pollution control and waste treatment, provide a statement on quality processes that will be used to assure that results of the research satisfy the intended project objectives. The statement must describe a quality system that complies with the requirements of ANSI/ASQC E4, "Specifications and Guidelines for Quality Systems for Environmental Data Collection and Environmental Technology Programs," and must not exceed two pages. For each item below, the statement must present the required information or reference the specific page and paragraph number of the Research Plan containing that information, or explain why the item does not apply to the proposed research.

  • Discuss the activities to be performed or hypothesis to be tested and criteria for determining acceptable data quality. (Note: Such criteria may be expressed in terms of precision, accuracy, representativeness, completeness, and comparability or in terms of data quality objectives or acceptance criteria. Furthermore, these criteria must also be applied to determine the acceptability of existing or secondary data to be used in the project. In this context secondary data is data previously collected for other purposes or from other sources, including the literature, compilations from computerized databases, or results from models of environmental processes and conditions.)

Top of Page

The perspectives, information and conclusions conveyed in research project abstracts, progress reports, final reports, journal abstracts and journal publications convey the viewpoints of the principal investigator and may not represent the views and policies of ORD and EPA. Conclusions drawn by the principal investigators have not been reviewed by the Agency.

Site Navigation

  • Grantee Research Project Results Home
  • Grantee Research Project Results Basic Search
  • Grantee Research Project Results Advanced Search
  • Grantee Research Project Results Fielded Search
  • Publication search
  • EPA Regional Search

Related Information

  • Search Help
  • About our data collection
  • Research Grants
  • P3: Student Design Competition
  • Research Fellowships
  • Small Business Innovation Research (SBIR)
Contact Us to ask a question, provide feedback, or report a problem.
Last updated April 28, 2023
United States Environmental Protection Agency

Discover.

  • Accessibility
  • Budget & Performance
  • Contracting
  • EPA www Web Snapshot
  • Grants
  • No FEAR Act Data
  • Plain Writing
  • Privacy
  • Privacy and Security Notice

Connect.

  • Data.gov
  • Inspector General
  • Jobs
  • Newsroom
  • Open Government
  • Regulations.gov
  • Subscribe
  • USA.gov
  • White House

Ask.

  • Contact EPA
  • EPA Disclaimers
  • Hotlines
  • FOIA Requests
  • Frequent Questions

Follow.